1LoD

Join Patrick Lee, CEO, Singapore and ASEAN at Standard Chartered, Saurabh Bhatnagar, Managing Director, APAC Head of Operational Risk & Group Functions Compliance at UBS, Duncan Jones, Managing Director, Head of Compliance, Asia at Mizuho and Joanne Crofskey, Managing Director, APAC Regional Business Risk at Citi as they discuss and debate the latest emerging risks, regulatory expectations and best practice across topics including regulatory risk, market abuse, employee mis-conduct and their firms' culture as well as leveraging technology in automation, data analytics and ML/AI. 📍XLoD Global - Singapore 📆 24 September 2025 🗺️ Marina Bay Sands Expo and Convention Centre, Singapore Learn more: https://lnkd.in/d26HJixy

Financial institutions are caught in a high-stakes balancing act. As AI reshapes the landscape, legacy systems and unclear ownership structures continue to pull firms in the opposite direction. At the XLoD Leaders’ Network meeting in New York, senior leaders from across the 3 lines of defence came together to confront the growing complexity of data management, AI adoption, regulatory change, and non-financial risk oversight. This new report exposes a sector under pressure to evolve while still mired in foundational issues. Whether your firm is transforming its data ecosystem, struggling to operationalise AI, or trying to streamline regulatory responses, this report offers rare, candid insight from those at the forefront of change. 👉 Read the full report on 1LoD: https://hubs.li/Q03jHngY0 #XLoD #DataGovernance #Compliance #NonFinancialRisk #FinancialServices #1LoD #RiskManagement

We are thrilled to announce that XLoD Global is coming to Singapore this September! Join us as we explore the forefront of managing non-financial risk across the 3 Lines of Defense. The event will host COOs, Heads of 1st Line Risk & Control, Chief Risk Officers, Chief Compliance Officers, and Heads of Internal Audit from leading APAC and international banks, who will share exclusive insights and strategies to tackle pressing challenges. 📍XLoD Global - Singapore 📆 24 September 2025 🗺️ Marina Bay Sands Expo and Convention Centre, Singapore Learn more: https://lnkd.in/d26HJixy

One week to go! We’ll be joined by industry leaders at 1st Line Risk & Control deep dive to discuss ‘Evolving the 1st Line Through Technology and Processes’. - Harjinder Kooner, Chief Controls Officer, Starling Bank - Clement King, Managing Director, US Head of Internal Controls, Scotiabank - Feroz Hoda, CCO, Head of Business Control Office for Equity and eTrading, Barclays - Mark Reed, Managing Director, Global Markets Supervision and Operational Risk Management, Société Générale Moderator: Dr. Roger Noon, Senior Moderator, 1LoD As the modern-day world continues to enhance its technology uses, it is imperative for the 1st line to keep up to date! This panel will tackle questions like: • What role does automation play in enhancing the effectiveness and adaptability of controls frameworks? • How can automation and AI streamline processes and reduce repetitive, low-value activities? Are there any processes that could be easily changed that would enact significant, and beneficial transformation? • How can the 1st line reduce the complexity of the 1st line and eliminate low-value repetitive tasks? • What steps are needed to overcome data quality, governance, and lineage issues? • What offers the greatest benefit to risk and control functions: leveraging advancements in technology to enhance efficiency and oversight, or fostering a positive shift in organisational culture and risk awareness to drive more effective decision-making? Don’t miss out on this incredible discussion! https://hubs.li/Q03jh-YY0 📍1st line Risk & Control Deep Dive & Annual Report 📆 A virtual event and annual report |29&30 April 2025 🕐 13.00 - 16.00 BST | 08.00 - 11.00 ET #RiskManagement #FirstLineOfDefence #NonFinancialRisk #RiskControl #Automation #AIinRisk #Cybersecurity #RegulatoryCompliance

The Super Early Bird rate for XLoD Global - New York is ending this Sunday 27 April! Don't miss out on this opportunity to save your seat at the lowest rate available now. For group bookings of more than 3 tickets, please contact team@1lod.com or get in touch with Dane Barnard, Global Head of Financial Institutions. 📍 XLoD Global - New York 2025 - Innovation & Collaboration: Advancing Non-Financial Risk Management Across the 3 Lines of Defence 📆 04 June 2025 #XLoDNY #1LoD #RiskManagement #Compliance #InternalAudit

❗ 94% of banks say manual workloads are their number 1 AML/KYC challenge. By far the most common complaint that financial crime leaders have about their operating model is the high manual workload needed for AML/KYC processes. Want to see how your peers are tackling it – and where you stand? 📊 The 2025 Financial Crime Benchmarking Survey & Report reveals: Where automation is falling short What banks plan to invest in How to future-proof your AML strategy 🧠 Get the industry benchmark and make smarter moves: 👉 Download the full report - https://hubs.li/Q03hNZPD0 #AML #KYC #FinancialCrimel #Compliance #1LoD

Join our expert panellists for a Boardroom Debate as they discuss ‘Unlocking Effectiveness and Efficiencies through Data’. These industry leaders will be tackling key questions such as: - Why is data still the largest problem facing the 3 lines of defence and what does good governance look like? - How can banks fix access to data to allow the 3 lines to work from the same data efficiency? - What role does accurate, reliable, standardised, and unbiased data play in supporting early risk identification and decision-making for more effective risk management? - What are the key components of integrated risk management ecosystem How can organisations overcome challenges associated with data aggregation and reporting in systems that traditionally operate in silos? - How should organisations tailor their tech stacks to meet their specific needs? What factors should be considered when aligning technology, policies, and data to improve risk mitigation and operational efficiency? Moderator: Mark Carawan, Former Chief Compliance Officer, Citigroup & Senior Moderator, XLoD Global Panellists: - Aleksandra Knop, Managing Director, Head of Non-Financial Risk Americas, Deutsche Bank - Sasha Lewis, Managing Director, Head of Operational Risk, Americas, UBS - Golam F. Mainuddin, Managing Director, Chief Operating Officer, Compliance, Barclays - Julie Richard, Deputy Chief Compliance Officer, City National Bank - Vincent R. Pinelli, Managing Director, US Chief Auditor, Scotiabank

We are thrilled to announce that XLoD Global is coming to Singapore this September! Join us as we explore the forefront of managing non-financial risk across the 3 Lines of Defense. The event will host COOs, Heads of 1st Line Risk & Control, Chief Risk Officers, Chief Compliance Officers, and Heads of Internal Audit from leading APAC and international banks, who will share exclusive insights and strategies to tackle pressing challenges. 📍XLoD Global - Singapore 📆 24 September 2025 🗺️ Marina Bay Sands Expo and Convention Centre, Singapore Learn more: https://lnkd.in/d26HJixy

3 Key Takeaways from the 2024 Report: 1️⃣ The Role of 1st Line Risk & Control is Evolving The 1st line function is moving beyond traditional risk monitoring to proactive risk management. Teams must align emerging risks with business objectives and collaborate more closely with the 2nd line for better risk oversight. 2️⃣ Technology is a Game-Changer for Risk Management Manual processes are a major roadblock—68% of industry leaders say they hinder regulatory compliance. AI, machine learning, and automation will transform risk management, particularly in data governance and control automation. 3️⃣ New Skills Are Needed for Future Risks Cybersecurity, geopolitical risks, and third-party vulnerabilities are reshaping the risk landscape. However, 77% of professionals believe their teams lack the right skill sets to manage future risks effectively. Bridging this gap is critical for success. 🔎 Want deeper insights? Read the full report 👉https://hubs.li/Q03h9b2J0 Or join this year’s virtual 1st line Risk & Control Deep Dive on 29 & 30 April for a chance to listen to industry leaders discussing the future of the 1st line. 📍1st line Risk & Control Deep Dive & Annual Report 📆 A virtual event and annual report |29&30 April 2025 🕐 13.00 - 16.00 BST | 08.00 - 11.00 ET

We are delighted to announce our lineup of sponsors for XLoD Global - New York who are bringing their expertise and knowledge to make this event a success. Thank you to our: Lead Sponsors: • Accenture • Arctera.io • Behavox • CUBE • Global Relay • NICE Actimize • Theta Lake Co-Sponsors: • Acin • ServiceNow Associate Sponsors: • ACA Group • PwC • Shield • Smarsh • Solidus Labs • Proofpoint • Verint & SteelEye Exhibitors: • Eventus • LeapXpert • MCO (MyComplianceOffice) • Scila • Trading Technologies • Trading Hub • OneTick Tick Analytics Platform These industry leading consultants and technology solution providers will be joining senior practitioners from the world’s leading banks and other financial institutions to discuss the future of 3 lines of defence. If you're interested in becoming involved, please contact Andrew Lennon Co-Head, 1LoD. 📍 XLoD Global - New York 2025 📆 04 June 2025 #XLoDNY #1LoD #RiskManagement #Compliance #InternalAudit