In this episode, we unpack the SEC’s December 2024 enforcement actions against companies that failed to file Form D on time. Join us as we explore the significance of Form D in Regulation D offerings, what went wrong for the penalized companies, and the lessons every business can learn. Discover why compliance is critical, how the SEC is stepping up enforcement, and practical tips to avoid costly mistakes. Whether you're a startup founder, investor, or legal professional, this episode offers valuable insights to keep you on the right side of the law. Hosted on Acast. See acast.com/privacy for more information.
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In this episode, we unpack the SEC’s December 2024 enforcement actions against companies that failed to file Form D on time. Join us as we explore the significance of Form D in Regulation D offerings, what went wrong for the penalized companies, and the lessons every business can learn. Discover why compliance is critical, how the SEC is stepping up enforcement, and practical tips to avoid costly mistakes. Whether you're a startup founder, investor, or legal professional, this episode offers valuable insights to keep you on the right side of the law. Hosted on Acast. See acast.com/privacy for more information.
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💼 If you find yourself saying “numbers just aren’t my thing” and thinking about them gives you that anxious feeling, you’re not alone. Comment “THAT’S ME” below, and either myself or a member of my team will reach out to explore how we can ease some of that stress and help you get back to focusing on what you do best. #Business #BusinessTaxes #TaxTalk #TaxHelp #BusinessGrowth #BusinessTips #BusinessGoals #BusinessMindset #PracticeOwners #MentalHealthProf #Lawyer #TaxTips #TaxService #TaxConcierge #TaxPlanning #TaxTipsForEntrepreneurs #AAATAX #AAAccountingAndTaxes
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What we mean, when we say "the Trust Gap is closing". It's a matter of time, before flexibility factors, fundamentally "Tech", will gain the trust of clients. It is now imperative, that law firms use their determining competitive advantage, their trust factors, and initiate systematic, real, lasting and profound transformation - from within. The Transformation Readiness Review by tact explores law firm's trust factors and leverages them to stay on eye-level. Along with a consequent focus on operational KPIs. Get transformation ready with tact. #transformationreadiness #tact #getyourshifttogether #newkidontheblock #next #legaltransformation #legaloperations #legaltech #maketransformationstick #youdidntseethatcoming
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Celebrating our first-ever live recording of the Legally Speaking Podcast ™️, hosted by Robert Hanna at Innovate Legal, in collaboration with Clio - Cloud-Based Legal Technology in Manchester yesterday! 🎉 Did you miss it live? Catch up below and see experts Harry Suleman, Kate Burt and Alex Holt share real, practical insights on everything from managing financial challenges to improving security and keeping up with client expectations in a tech-driven world 🤩 Catch up now and tell us—what’s one challenge your firm is facing that tech could help solve? 👇 #LegallySpeakingLive! #LegalTransformation #LegalTech #FutureOfLaw #Clio #LegallySpeakingPodcast
LEGAL COMMUNITY BUILDER 👉 I Empower LAWYERS to Land Dream JOBS 📹 Host of Legally Speaking Podcast sponsored by Clio🎙 Co-Founder of The Great Big Legal Offsite 💪 LinkedIn Top Voice 🏆 Advisor to Caseguru ⚖️ Dad 👨
🎙️ HUGE News from Innovate Legal! 🎉 I’m super excited to share our first-ever live recording of the Legally Speaking Podcast ™️, hosted at Innovate Legal in collaboration with Clio - Cloud-Based Legal Technology in Manchester. We gathered some brilliant minds to tackle one big question: How can technology truly transform law firms to be more efficient, secure, and client-focused? This session featured: 🔹 Harry Suleman - HARRY SULEMAN SOLICITORS LIMITED 🔹 Kate Burt - CEO & Founder of HiveRisk 🔹 Alex Holt - Director of Business Development at The Cashroom These experts shared real, practical insights on everything from managing financial challenges to improving security and keeping up with client expectations in a tech-driven world. We discussed: 💡 The most overlooked financial pain points for firms 💡 How smaller firms can boost security without breaking the bank 💡 Real ROI stories on legal tech investments 💡 Trends shaping the future of risk management It was an incredible conversation, packed with takeaways for anyone looking to make smarter tech decisions in their firm. A big thank you to our panelists and everyone who joined us in person! And if you missed it, catch the full session here and tell us—what’s one challenge your firm is facing that tech could help solve? 👇 Watch now and jump into the discussion with #LegallySpeakingLive! #LegalTransformation #LegalTech #FutureOfLaw #Clio #LegallySpeakingPodcast
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🎙️ HUGE News from Innovate Legal! 🎉 I’m super excited to share our first-ever live recording of the Legally Speaking Podcast ™️, hosted at Innovate Legal in collaboration with Clio - Cloud-Based Legal Technology in Manchester. We gathered some brilliant minds to tackle one big question: How can technology truly transform law firms to be more efficient, secure, and client-focused? This session featured: 🔹 Harry Suleman - HARRY SULEMAN SOLICITORS LIMITED 🔹 Kate Burt - CEO & Founder of HiveRisk 🔹 Alex Holt - Director of Business Development at The Cashroom These experts shared real, practical insights on everything from managing financial challenges to improving security and keeping up with client expectations in a tech-driven world. We discussed: 💡 The most overlooked financial pain points for firms 💡 How smaller firms can boost security without breaking the bank 💡 Real ROI stories on legal tech investments 💡 Trends shaping the future of risk management It was an incredible conversation, packed with takeaways for anyone looking to make smarter tech decisions in their firm. A big thank you to our panelists and everyone who joined us in person! And if you missed it, catch the full session here and tell us—what’s one challenge your firm is facing that tech could help solve? 👇 Watch now and jump into the discussion with #LegallySpeakingLive! #LegalTransformation #LegalTech #FutureOfLaw #Clio #LegallySpeakingPodcast
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Make sure you steer clear of these mistakes, especially if you're a tech founder! Prioritise legal compliance sooner rather than later, as it's a proactive step that can save you from future headaches. #legalsupport #businesstips #entrepreneurmindset
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The legal industry is at a crossroads. Alternative business models, competition, and retirements are forcing transformation. Will you adapt and thrive, or be left behind? The 2024 Crisp Game Changers Summit is invite-only because we curate an environment for serious growth. Here, you'll confront industry threats alongside the legal profession's best and turn them into opportunities for success. Thousands have already requested invitations. Request yours and redefine the future of your law firm: crispsummit.com
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Checkout our latest article with Legal News Wales on how we supported tech first law business Tend Legal to transform their IT 🚀 NetSec are committed to supporting SME law firms across the UK to make better technology choices, improve the bottom line, and use technology to boost growth.
🚀 Digital Transformation: What are other Law Firms doing? 🚀 We asked our Community Partner NetSec to share how one of it's clients, Tend Legal has utilised a transformation focused IT strategy to advance and protect its business and clients. Tend Legal is a tech-first law firm that supports scale-ups and start up businesses and is a great example of how a law firm has overcome the tech barriers to growth, scale up and change, working with NetSec to create a sustainable, achievable digital transformation roadmap. 🎙 COMING SOON! Look out for our latest Legal Sector Resilience Podcast with Myles Peart from NetSec, recorded with our Editor Emma Waddingham this morning, where we'll focus on transformation, what that really looks like, and tips for law firms when it comes to IT and tech decisions for growth. 👀 Read the full case study here: https://lnkd.in/gzxZuf4F #Legal #News #Wales #IT #Technology #DigitalTransformation #scaleup #growth #ITSolutions #CaseStudy #LawFirms #SMEs
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Exciting times ahead for the legal industry! Assembly's CEO, Daniel Farrar, had the opportunity to share his thoughts with Steven Lerner about how AI is driving law firm consolidation and creating unprecedented opportunities for growth in 2025. From expanding geographic footprints to diversifying practice areas, AI's impact is transformative. Check out the full article for more bold predictions shaping the future of legal tech! #LegalTech #LegalAI #FutureofLegalTech #LegalTechPredictions
Which of these bold #legaltech predictions for 2025 are your favorite?
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🚀 Digital Transformation: What are other Law Firms doing? 🚀 We asked our Community Partner NetSec to share how one of it's clients, Tend Legal has utilised a transformation focused IT strategy to advance and protect its business and clients. Tend Legal is a tech-first law firm that supports scale-ups and start up businesses and is a great example of how a law firm has overcome the tech barriers to growth, scale up and change, working with NetSec to create a sustainable, achievable digital transformation roadmap. 🎙 COMING SOON! Look out for our latest Legal Sector Resilience Podcast with Myles Peart from NetSec, recorded with our Editor Emma Waddingham this morning, where we'll focus on transformation, what that really looks like, and tips for law firms when it comes to IT and tech decisions for growth. 👀 Read the full case study here: https://lnkd.in/gzxZuf4F #Legal #News #Wales #IT #Technology #DigitalTransformation #scaleup #growth #ITSolutions #CaseStudy #LawFirms #SMEs
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CEO Anove international - CIPP/E CIPM
3moUnderstanding SEC compliance is crucial for businesses. What key takeaways do you think will resonate most?