Regulatory Reporting

Proposed under ESMA’s MiFIR Review, the Chain Identifier is a new code used to link to the same sequence of report chains, resulting in the execution of a transaction. The identifier must be transmitted across all counterparties involved in the chain flow. Each party involved must make sure to transmit the code to its direct counterparty, up until the ultimate reporting entity. Contact us to learn how we can help you navigate reporting requirements, or visit our website: https://lseg.group/3XKMwMh

This field is consistently in the top three that have the most reconciliation breaks associated with them, and there may be a lack of alignment in how the industry interprets it. How do you report this field? Are you following best practice? Unadjusted date by which all transfer of cash or assets should take place, and after which counterparties no longer have outstanding obligations to each other. Contact us to learn how we can help you navigate reporting requirements, or visit our website: https://lseg.group/4l7wSEY #Fieldoftheweek #RegulatoryReporting #LSEG #EMIR

HKMA Rewrite comes into force on 29 September 2025 and will see changes to the jurisdiction’s derivatives reporting regulation, harmonising it with other APAC jurisdictions. Our comprehensive G20 HKMA Rewrite reporting solution streamlines OTC derivatives reporting across multiple jurisdictions, including the HKMA Rewrite requirements. Download our factsheet to learn more: https://lseg.group/4l5wSoX #LSEG #RegulatoryReporting #G20 #HKMA

Under RTS 22, INTC is a reportable value in the Buyer and Seller ID fields (7 and 16 respectively). Used to aggregate client accounts within a firm, at the end of each reporting day the INTC account must be flat. The FCA and ESMA have highlighted that data quality issues persist with the use of INTC – the new fields in their proposed changes address this. Contact us to learn how we can help you navigate reporting requirements, or visit our website: https://lseg.group/42d68Lv

Looking to further increase your data accuracy and enhance MiFIR transaction reporting compliance? Our new Data Accuracy features, Pairing and Matching (off-venue), and CON-412 root cause analysis dashboard help improve the detection of data inaccuracies, strengthen control over your reporting process, and provide detailed analysis of rejections. Download our factsheet: https://lseg.group/3DXDu7T

This field, which is applicable for OTC derivatives only, recognises the need to distinguish between Counterparty 1 and some UCITS and AIFM management companies. NOTE: You can delegate reporting, but you can’t delegate accountability. ERRs are responsible and legally liable for the accuracy and timeliness of reporting. As such, they have an oversight obligation and need controls in place to monitor submissions on their behalf. Contact us to learn how we can help you navigate reporting requirements, or visit our website: https://lseg.group/3DFix1o

We’re excited to announce that LSEG Regulatory Reporting has become a member of The RegTech Association! We look forward to engaging with industry leaders across government, regulatory authorities, regulated entities and professional services, to drive collaboration and further advance #RegTech initiatives in the industry.

Our innovative solutions provide a one-stop shop that helps firms to streamline compliance with regulatory reporting obligations across multiple jurisdictions. This allows them to reduce their regulatory risk, free up resources by increasing operational efficiencies, and derive greater value from their reporting. Find out how we can help you streamline your reporting compliance here: https://lseg.group/4iiDn5l #LSEG #RegulatoryReporting #Client #Testimonial

The ASIC prescribed reporting rules, which allow foreign legal entities to report trades in scope for ASIC into a recognised trade repository (TR) outside Australia (for example, EMIR TR), will come to and end. Our G20 Rules Engine is a sophisticated, comprehensive solution designed to streamline regulatory reporting, including meeting the new ASIC Rewrite reporting requirements for OTC derivatives. Enabling you to transition seamlessly to the ASIC Rewrite, the G20 Rules Engine provides global regulatory coverage, real-time data submission and automation, and advanced error detection. Contact us today to streamline your transition to ASIC Rewrite: https://lseg.group/42VEx2x #LSEG #RegulatoryReporting #G20 #ASIC

During this period of regulatory change, the one constant that we can rely on is the regulators’ demand for complete, accurate and timely regulatory reports. Since transaction reports are monitored in real-time to detect misconduct, high-quality reporting by firms is crucial for effective oversight. The expectations from regulators are clear: there are no excuses for poor data quality. Firms must ensure that they have the right controls in place to identify and address data issues as they arise. Regulatory Reporting has a number of tools to assist including Data Alerts, Eligibility Reference Data, Pairing & Matching and MiFIR Reconciliations. To find out more, visit our website: https://lseg.group/48jSVC2 #LSEG #RegulatoryReporting #FCA #MiFIR